What are the most important investor related compliance requirements in 2016?

The continually evolving regulatory environment is a major priority of investment managers. The size and scale of funds’ compliance obligations continues to increase. We therefore expect more managers to pass on the management of their requirements to a third party.

Here are four types of regulations that investment managers may need to be on top of in 2016.

The expense of complying with these regulatory changes is likely to drive more managers to outsource their investor reporting obligations. Fund administrators have better economies of scale in this regard as software and process changes are shared across clients.

To better understand how your investment business could better screen and monitor its customers and their connected parties, contact FundBPO.

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This article is not intended to be financial advice and is of a general nature only that does not take into account your individual objectives, financial situation or needs. While all efforts have been made to ensure the information contained in this article is accurate, errors may occur.

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