Investor Lifecycle Management
DIGITALLY TRANSFORM INVESTOR ONBOARDING
- MAINSTREAM clients can optimize the investor onboarding by digitally transforming the subscription process on a compliance-driven, investor-first, investor life-cycle management online platform.
- Reduce the time it takes to onboard an investor by guiding them through the subscription documents with smart logic.
- Integration with LexisNexis and a configurable rules engine streamlines the initial and ongoing diligence reviews of investors against core enforcement, sanctions, and watch lists in addition to PEP and adverse media searches.
- Provide transparency into the subscription work flow and enhance investor communication via a secure cloud based platform.
- Eliminate the need to print, scan, and send sensitive information over email.
- Automate the collection of tax forms and self certification forms to ensure regulatory compliance
- Document management of all KYC data for efficient processing of repeat investors
- Smart logic guides the investor through the completion of the subscription document and KYC documents
- Configure flexible workflows for review and approval of the documents by the required parties
- Compliance driven with complex AML, KYC, FATCA, and CRS rules engine built right into the software
Download: Finomial PDF
For more information of questions contact:
Michelle Maldonado – MMaldonado@MainstreamGroup.com – (212) 802 7980